Comprehensive Continuous Compliance Services
SwissPeak Boutique Advisory provides tailored advisory Services to help Organizations in Hong Kong strengthen Governance, manage Risk, and maintain full Compliance. Our Solutions are designed to deliver clarity, confidence, and operational resilience.
Governance
We review, update, and maintain your governance and regulatory Frameworks to ensure claritiy, accountability, and operational alignment. Our Services include Periodic Reviews, compliance Risk Assessments, Trainings, Telephone and E-mail Consulting.
- Review and update of your governance and regulatory Frameworks
- Regular GRC assurance Reviews for ongoing oversight
- Compliance Risk Assessments and Trainings
- Telephone and E-mail Consulting
Risk
We help your Organization manage regulatory and operational Risks effectively. Services include risk policy review, regulatory risk management, risk disclosure analysis, and risk governance assessments, ensuring that critical areas are monitored and resources are optimized.
- Regulatory risk management
- Risk policy review
- Risk disclosure review
- Risk governance review
Risk
- Regulatory risk management
- Risk policy review
- Risk disclosure review
- Risk governance review
Compliance
We provide comprehensive support to meet Compliance Obligations and navigate Inspections.
Services include Compliance documentation maintenance, Staff Training, Periodic Alerts, regulatory Inspection support
- Periodic Compliance Alerts
- Compliance Education and Trainings
- Regulatory Inspection support and off-site assistance including response program, review and preparation of Documents, management letter response.
- Periodic Compliance Alerts
- SFC application and submission support
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With service partner support
SEC/CFTC support (ACA Compliance Group)
FRR returns review (Wheelhouse Advisors Limited)